Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02677 | 05/21/2021 | Claimant(s): Seth Henrie Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ | ||
| 20-02757 | 05/21/2021 | Claimant(s): Thomas O'Rourke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 20-02791 | 05/21/2021 | Claimant(s): Kathie Okun Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): George D. Fagan Arbitrator(s): David L. Ruderman Hearing Site: Baltimore, MD | ||
| 20-02800 | 05/21/2021 | Claimant(s): Ying Zhao Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): G. Maynard Green Hearing Site: Birmingham, AL | ||
| 20-02922 | 05/21/2021 | Claimant(s): Edward Hynes Claimant Lawyers(s): Richard S. Meisner Respondent(s): The Jeffrey Matthews Financial Group LLC Respondent Lawyers(s): Stephen Cucchia Arbitrator(s): Julian F. Santos Hearing Site: Jersey City, NJ | ||
| 20-03001 | 05/21/2021 | Claimant(s): Patrick Giblin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-03186 | 05/21/2021 | Claimant(s): James Ugobono Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 20-03369 | 05/21/2021 | Claimant(s): Rey Deborja Claimant Lawyers(s): Kartikey Pradhan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Gary A. Hooker, Thomas D. Reese, Keara Kelly Roethke Hearing Site: San Francisco, CA | ||
| 20-03762 | 05/21/2021 | Claimant(s): Samuel Hall Claimant Lawyers(s): Samuel Hall Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Robert Dean McKinley Hearing Site: Phoenix, AZ | ||
| 20-01894 | 05/21/2021 | Claimant(s): William Nichols Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206 |