Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01545 | 06/30/2021 | Claimant(s): Eleven Stones, L.P. Claimant Lawyers(s): W. Barry Blum Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Herbert N. Ladenheim, Kevin A. Llinas, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL |  | $0 |
| 20-01103 | 06/29/2021 | Claimant(s): Benjamin F. Edwards & Company. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Peter Budd Respondent Lawyers(s): Peter Charlton Budd Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 20-03149 | 06/29/2021 | Claimant(s): Yulun Wu Claimant Lawyers(s): Douglas W. Hyman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Mark W Solock Hearing Site: Chicago, IL | ||
| 21-00972 | 06/29/2021 | Claimant(s): Donald Jackson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Jeffrey R. Jury Hearing Site: Oklahoma City, OK | ||
| 21-00601 | 06/29/2021 | Claimant(s): Nicholas Thompson Claimant Lawyers(s): Nicholas Thompson Respondent(s): Robinhood Financial. Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Gerald W. Hepp Hearing Site: Indianapolis, IN | | $0 |
| 20-00898 | 06/28/2021 | Claimant(s): Bryan Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Nationwide Investment Services Corporati Respondent Lawyers(s): Ali I. Haque Arbitrator(s): Edward Blumstein Hearing Site: Columbus, OH | ||
| 20-02342 | 06/28/2021 | Claimant(s): Harold Elish Claimant Lawyers(s): Amy Bard Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Andrew M. Schmertz Hearing Site: New York, NY | ||
| 20-03175 | 06/28/2021 | Claimant(s): Michael Nessim Claimant Lawyers(s): Ross Kartez Respondent(s): Josephthal & Co.. Respondent Lawyers(s): Nicola A. Murphy Arbitrator(s): Julian F. Santos Hearing Site: Jersey City, NJ | ||
| 20-02170 | 06/25/2021 | Claimant(s): Gregory Lee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Kenneth R. Starr Hearing Site: Raleigh, NC | ||
| 20-01526 | 06/25/2021 | Claimant(s): William Nelms Claimant Lawyers(s): Lars Soreide Respondent(s): Brian DiBrino, American Portfolios Financial Srvs. Respondent Lawyers(s): Samuel E. Cohen Arbitrator(s): James M. Baumann, Robert R. Salman, Edith M. Novack Hearing Site: Jersey City, NJ | | Expungement |