Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01466 | 03/09/2022 | Claimant(s): David Hohmann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 21-01733 | 03/09/2022 | Claimant(s): Benjamin Lau Claimant Lawyers(s): Ariel Okonsky Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Thomas M. McHugh Arbitrator(s): Thomas L. Marshall Hearing Site: San Diego, CA | ||
| 21-01736 | 03/09/2022 | Claimant(s): Monique Morrison Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 21-01784 | 03/09/2022 | Claimant(s): Scott Yee Claimant Lawyers(s): Zachary Morse Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 21-02381 | 03/09/2022 | Claimant(s): Jason Sardo Claimant Lawyers(s): Brian Luther Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Wallace Anthony Showman Hearing Site: New York, NY | ||
| 20-01422 | 03/09/2022 | Claimant(s): Lisa Craig, Renee Allie Claimant Lawyers(s): Jason J. Kane Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): George C. Freeman Arbitrator(s): Mark A. Myers, Stephen Edgar Eisenbraun, Valerie Turner Schexnayder Hearing Site: New Orleans, LA |  | Expungement |
| 21-01711 | 03/09/2022 | Claimant(s): Yeshiva Or Hadach Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Edgar Kleydman Respondent Lawyers(s): Paul T. Weinstein Arbitrator(s): Wallace Anthony Showman Hearing Site: New York, NY | | $10,325 |
| 21-02570 | 03/09/2022 | Claimant(s): Daniel Rosen Claimant Lawyers(s): Daniel Rosen Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg M. Scanlon Arbitrator(s): Jack Friedman Hearing Site: Jersey City, NJ | | $300 |
| 21-01094 | 03/08/2022 | Claimant(s): Randall Krenzin Claimant Lawyers(s): Harris Freedman Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 21-01595 | 03/08/2022 | Claimant(s): Raymond Guarini Claimant Lawyers(s): Thomas McEvoy Respondent(s): Windsor Street Capital, L.P. Respondent Lawyers(s): John W. Stalanski Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY |