Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02492 | 08/23/2024 | Claimant(s): John Deming Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeff Palmer Arbitrator(s): John J. Fitzpatrick Hearing Site: Reno, NV | ||
| 23-02510 | 08/23/2024 | Claimant(s): Jason Russo Claimant Lawyers(s): Thomas McEvoy Respondent(s): Laidlaw & Company (Uk) Ltd. Respondent Lawyers(s): Alex Shtaynberger Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 23-03030 | 08/23/2024 | Claimant(s): Mark Rothstein Claimant Lawyers(s): Tadeusz McMahon Respondent(s): LPL Financial LLC, Independent Financial Group., Centaurus Financial. Respondent Lawyers(s): Jon D. Kaplon, Michael J. Carey, Sarah J. Kreisman Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 23-01530 | 08/23/2024 | Claimant(s): Christopher Hildreth Claimant Lawyers(s): Daniel B. Grossman Respondent(s): Truist Securities. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): Susanne J. Hollander, Susan L. Walker, Jeffrey L. Durkes Hearing Site: Chicago, IL | ||
| 23-02724 | 08/22/2024 | Claimant(s): Paul Zoch Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL | ||
| 23-02619 | 08/22/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig A. Riha Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Karimu F. Hill-Harvey, Gayle B. Carlson, Bernardo Hevia Hearing Site: Tampa, FL | ||
| 22-01311 | 08/22/2024 | Claimant(s): Alexander Apelles Claimant Lawyers(s): Alvin Adjei Respondent(s): Edward Jones Respondent Lawyers(s): Ryan Swink Arbitrator(s): John (Chris) Melton, Platt W. Davis, Elena Dilorio Hearing Site: Houston, TX | ||
| 23-00922 | 08/22/2024 | Claimant(s): William Serralles Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Linette Figueroa-Torres Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR | ||
| 23-03373 | 08/22/2024 | Claimant(s): Vincent Gramuglia Claimant Lawyers(s): Vincent Gramuglia Respondent(s): Stephen Kyne, Cadaret, Grant & Co.. Respondent Lawyers(s): John T. Unger Arbitrator(s): Kenneth Dymond Hearing Site: Albany, NY |  | $0 |
| 24-00677 | 08/22/2024 | Claimant(s): Samuel Harbaugh Claimant Lawyers(s): Paul E. Parrish Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Mimi B. Osiason Hearing Site: Orlando, FL | | Dismissed by Rule 12206 |