Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03985 | 09/30/2022 | Claimant(s): Elizabeth Catana, Robert Catana Claimant Lawyers(s): Matt Wolper Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Paul J. Burkhart, John B. Sochacki, Anthony Terence Flynn Hearing Site: Boca Raton, FL |  | $850,000 |
| 22-00239 | 09/29/2022 | Claimant(s): Kevin Mann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 22-00386 | 09/29/2022 | Claimant(s): Thomas Massebeau Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Service. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | ||
| 22-00483 | 09/29/2022 | Claimant(s): Andrew Scheirer Claimant Lawyers(s): Harris Freedman Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | ||
| 21-02035 | 09/29/2022 | Claimant(s): MaryAnn Vellone Claimant Lawyers(s): August M. Iorio Respondent(s): Nicholas Palumbo Respondent Lawyers(s): Kevin Galbraith Arbitrator(s): Fred S. Pieroni, Alice E. Winkler, Robert E. Riccobono Hearing Site: New York, NY | | Expungement |
| 22-00517 | 09/29/2022 | Claimant(s): James Bernell Nelson IRA Claimant Lawyers(s): James Bernell Nelson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): J.G. Long Hearing Site: Atlanta, GA | | $163 |
| 22-00453 | 09/29/2022 | Claimant(s): Chrysta Dwyer-Hammon Claimant Lawyers(s): August M. Iorio Respondent(s): McDonald Partners LLC Respondent Lawyers(s): Michael Gross Arbitrator(s): Sidney Seligman Hearing Site: Boca Raton, FL | | Expungement |
| 22-00836 | 09/28/2022 | Claimant(s): Aspiration Financial LLC Claimant Lawyers(s): Andrew J. Melnick Respondent(s): Jaylen Eugene Respondent Lawyers(s): Jaylen Eugene Arbitrator(s): Robert H. Putnam Hearing Site: New Orleans, LA | | $0 |
| 22-00143 | 09/28/2022 | Claimant(s): Nilos Sakellariou Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Glen Eagle Wealth Respondent Lawyers(s): Andrew M. DeLucia, W. Preston Martin Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD | ||
| 22-00185 | 09/28/2022 | Claimant(s): Luke Tait Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX |