22-01368 | 11/25/2022 | Claimant(s): Jennifer Scroggins Claimant Lawyers(s): Lydia R. Zaidman Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Justin Sacca Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
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21-00482 | 11/23/2022 | Claimant(s): Armand Ortega Claimant Lawyers(s): Alan Baskin Respondent(s): J.P. Morgan Securities, Ryan Schlappi, JP Morgan Chase Bank, N.A. Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Thomas A. Peterson, Jay H. Feldstein, Jay Lawrence Witkin Hearing Site: Phoenix, AZ
| | Expungement |
22-01068 | 11/23/2022 | Claimant(s): Cam Grace Porter, David Latimer Porter Claimant Lawyers(s): Howard Rosenfield Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Jill Pilgrim Hearing Site: Hartford, CT
| | $0 |
20-04131 | 11/22/2022 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Rethink Community, Rethink Management Respondent Lawyers(s): Eric Jon Taylor Arbitrator(s): Perry Lee Taylor, Barbara Black, John D Sours Hearing Site: Atlanta, GA
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21-02227 | 11/22/2022 | Claimant(s): Erin Reeve Claimant Lawyers(s): Isaac Ruiz Respondent(s): Kevin Skogen, Mainspring Wealth Advisors LLC Respondent Lawyers(s): Lisanne M. Butterfield Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, Timothy Cooke Vail Hearing Site: Seattle, WA
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20-00383 | 11/22/2022 | Claimant(s): Carol Sorensen, Richard Paine, Stephen Sorensen Claimant Lawyers(s): Philip L. Vujanov Respondent(s): Morgan Stanley Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Jonathan B. Gilbert, Andrew Barton, Brian Luther Hearing Site: Denver, CO
| | Expungement |
21-02646 | 11/22/2022 | Claimant(s): Carol Monte Claimant Lawyers(s): Kalju Nekvasil Respondent(s): First Allied Securities. Respondent Lawyers(s): Elizabeth Lowery Arbitrator(s): Jonathan H. Krotinger, Paul E. Dahlman, Jon Richard Catten Hearing Site: Boise, ID
| | Expungement |
21-02710 | 11/22/2022 | Claimant(s): Glenda Carter Claimant Lawyers(s): Governor E. Jackson Respondent(s): Tiaa-Cref Individual & Institutional Ser Respondent Lawyers(s): Frank Morreale Arbitrator(s): Thomas Joseph Atkinson, Gayle B. Carlson, Mauricio Arcadier Hearing Site: Jackson, MS
| | $0 |
20-02447 | 11/21/2022 | Claimant(s): Trevor Perry Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Institutional Investments In Respondent Lawyers(s): Michael A. Gross Arbitrator(s): John P. Cullem, Kenneth R. Starr, Audrey Belitz Rauchway Hearing Site: Tampa, FL
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21-02490 | 11/21/2022 | Claimant(s): Linda Puryear Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Securities Respondent Lawyers(s): Alexander M. Madrid Arbitrator(s): Mary E. Woytek Hearing Site: Charlotte, NC
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