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FINRA Awards for Richard Paine

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0038311/22/2022Claimant(s): Carol Sorensen, Richard Paine, Stephen Sorensen
Claimant Lawyers(s): Philip L. Vujanov
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Jonathan B. Gilbert, Andrew Barton, Brian Luther
Hearing Site: Denver, CO
Checkmark IconExpungement

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