07-02943 | 10/01/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Thomas A. Volz Respondent(s): Candice Davis-Dunn Respondent Lawyers(s): Grace Weatherly Arbitrator(s): William E. Hartsfield, Terry Landry, Joseph G. Werner Hearing Site: Dallas, TX
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08-00617 | 10/01/2008 | Claimant(s): EKN Financial Services Inc. Claimant Lawyers(s): Richard R. Borgner Respondent(s): Ahmad Wares Respondent Lawyers(s): Ahmad Wares Arbitrator(s): William E.S. Browning Hearing Site: New York, NY
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07-03133 | 10/01/2008 | Claimant(s): Deborah Soden Rowe, Eugene Soden, Estate of Eugene Vincent Soden, Jr. Claimant Lawyers(s): E. Ray Stanford Respondent(s): Irene Soden, Scottrade. Respondent Lawyers(s): Abraham A. Sharony, F. Carlton King Arbitrator(s): Robert H. Putnam, James J. Dalton, Daniel H. Kolber Hearing Site: Atlanta, GA
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06-04200 | 10/01/2008 | Claimant(s): Barbara Lerner Claimant Lawyers(s): Lisa Catalano Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): J. Martin McDonough, Richard S. Peskin, Linda G. March Hearing Site: New York, NY
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07-02585 | 09/30/2008 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Aaron R. Hartman Respondent(s): Andrew Bjornlie, James Bjornlie, RBC Dain Rauscher. Respondent Lawyers(s): Peter J. Meyer Arbitrator(s): Judith A. Rogosheske, James A. Lundberg, Gary L. Hansen Hearing Site: Minneapolis, MN
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07-02475 | 09/29/2008 | Claimant(s): William Capogrosso Claimant Lawyers(s): Mario H. Capogroso Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Carroll E. Neesemann, Michael P. Golden, Kip C. Lubcke Hearing Site: New York, NY
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05-06281 | 09/26/2008 | Claimant(s): Charles Salfity Claimant Lawyers(s): Steve Buchwalter Respondent(s): Scott Householder, Todd Bergeron, The Householder Group, LLLP Respondent Lawyers(s): David H. Carmichael, David Carmichael Arbitrator(s): Robert J. Ruben, A. Joel Klein, James M. Goldberg Hearing Site: Los Angeles, CA
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07-02381 | 09/26/2008 | Claimant(s): Raymond Filorimo Claimant Lawyers(s): Delmer C. Gowing Respondent(s): David Smith, Robert Copus, Intervest International Equities Respondent Lawyers(s): Melissa D. Hubbard Arbitrator(s): G. Robert Abrams, Ilisa J. Smukler, Ken Tapman Hearing Site: Boca Raton, FL
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08-01082 | 09/26/2008 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Peter Brown Respondent Lawyers(s): Peter Brown Arbitrator(s): James R. Dickson Hearing Site: San Francisco, CA
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07-00601 | 09/26/2008 | Claimant(s): Patrick Fitzpatrick Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Cathy Dickens, Natcity Investments. Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Patrick R. Sughroue, Burton L. Ansell, Charlotte K. Varzi Hearing Site: Detroit, MI
| | $0 |