08-01103 | 10/21/2008 | Claimant(s): Michael Jacobs Claimant Lawyers(s): Michael M. Jacobs Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): David Lebowitz Arbitrator(s): James J. Noone Hearing Site: Newark, NJ
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08-00627 | 10/21/2008 | Claimant(s): Reid & Rudiger LLC Claimant Lawyers(s): Joel S. Forman Respondent(s): Ronald Williams Respondent Lawyers(s): Ronald L. Williams Arbitrator(s): Robert M. Stein Hearing Site: Seattle, WA
| | $0 |
03-02903 | 10/21/2008 | Claimant(s): Charles Raulerson Claimant Lawyers(s): Patrick Baldwin Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corp. Respondent Lawyers(s): Christopher Mader, Jeffrey S. Kob Arbitrator(s): Walter F. Dillaway, Mary Margaret Bush, Joseph M. O'Connor Hearing Site: San Francisco, CA
| | Expungement |
07-02794 | 10/21/2008 | Claimant(s): Annika Clark Claimant Lawyers(s): Steven M. Feder Respondent(s): Derek Kent, Sagepoint Financial. Respondent Lawyers(s): Gene R. Thornton, William D. Nelson Arbitrator(s): Robert D. Greenlee, John E. Plock, Bernard A. Clark Hearing Site: Denver, CO
| | $549,918 |
08-03685 | 10/21/2008 | Claimant(s): David Haines, Nancy Haines Claimant Lawyers(s): Mike Deutsche Respondent(s): Christopher Corso, CAC Capital Corp. Respondent Lawyers(s): Christopher A. Corso, Christopher Anthony Corso Arbitrator(s): James A. Sigler Hearing Site: Los Angeles, CA
| | $871,220 |
08-00997 | 10/21/2008 | Claimant(s): Ursula Marquardt Claimant Lawyers(s): Paul Marquardt Respondent(s): Ameriprise Financial Services., Mark Massaro Respondent Lawyers(s): Courtney R. Reid Arbitrator(s): Elizabeth K. Norsworthy Hearing Site: Buffalo, NY
| | $38 |
07-03384 | 10/20/2008 | Claimant(s): Ronald Waseleski Claimant Lawyers(s): Ronald Richard Waseleski Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Kevin B. Walker Arbitrator(s): Garrett J. Dombrowski Hearing Site: Newark, NJ
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08-00096 | 10/20/2008 | Claimant(s): Winnie Mou Claimant Lawyers(s): Winnie Yukwing Mou Respondent(s): State Farm Vp Management Corp. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): Cecilia B. Loving, Sandra Gale Behrle, Stephen M. Gross Hearing Site: New York, NY
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08-00706 | 10/20/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): D. Daxton White Respondent(s): Paul Piscitelli Respondent Lawyers(s): Brian D. Buckstein Arbitrator(s): Robert H. Nelson, Stuart S. Billington, Gregory L. Hess Hearing Site: Orlando, FL
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07-03474 | 10/20/2008 | Claimant(s): Alan Lehman Claimant Lawyers(s): Patrick Gaffney Respondent(s): Howard Corum, Chicago Investment Group Respondent Lawyers(s): Elizabeth Neugent Dixon Arbitrator(s): Judith E. Gross, Clarence Smith, Cheryl H. Agris Hearing Site: New York, NY
| | $155,000 |