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FINRA Awards for Derek Kent

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0302005/10/2010Claimant(s): Adam Lundquist, Barbara Czencz, Candice Pulliam, Carol Pulliam, Carol Wilson, David Kinard, David Minor, Dolores Ulrich, Donna Kinard, Gordon Lofshult, James Pardee, Jerry Pulliam, Joel Weissman, Julie Reese, Larry Spahr, Lindsey Morisse, Nancy Spahr, Patricia Richhart, Phyllis Lofshult, Richard Brown, et al
Claimant Lawyers(s): James S. Helfrich, Kevin Aoun
Respondent(s): Derek Kent
Respondent Lawyers(s): Derek R. Kent
Arbitrator(s): Bradford J. Lam
Hearing Site: Denver, CO
Checkmark Icon$933,000
07-0341203/05/2009Claimant(s): Aimee Mason-Hobbins
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Derek Kent, Sagepoint Financial.
Respondent Lawyers(s): Gene R. Thornton, William D. Nelson
Arbitrator(s): Robert C. Roth, Bruce Brown, Michael A. Ruderman
Hearing Site: Denver, CO
Checkmark Icon$509,800
07-0279410/21/2008Claimant(s): Annika Clark
Claimant Lawyers(s): Steven M. Feder
Respondent(s): Derek Kent, Sagepoint Financial.
Respondent Lawyers(s): Gene R. Thornton, William D. Nelson
Arbitrator(s): Robert D. Greenlee, John E. Plock, Bernard A. Clark
Hearing Site: Denver, CO
Checkmark Icon$549,918
07-0038406/16/2008Claimant(s): David Clappisi, Melanie Clappisi
Claimant Lawyers(s): Patrick D. Vellone
Respondent(s): Derek Kent, Sagepoint Financial., AIG SunAmerica Inc.
Respondent Lawyers(s): John P. Glenn, William D. Nelson
Arbitrator(s): Malcolm T. Cleland, Steven Meyrich, Martha M. Walker
Hearing Site: Denver, CO
Checkmark Icon$511,228

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