| 10-02253 | 03/27/2012 | Claimant(s): ICON Advisers., ICON Management & Research Corporation, Icon Distributors.
Claimant Lawyers(s): Bradford J. Lam, Donald Salcito
Respondent(s): Craig Callahan, Stephen Holmes, Adviser Dealer Services., Meeder Asset Management., Meeder Financial.
Respondent Lawyers(s): Darren Nadel, Derek Anderson, Stephen Abrams
Arbitrator(s): Bruce Brown, Edward F. Altman, Hazel E. Hanley
Hearing Site: Denver, CO
| | |
| 09-04827 | 06/28/2011 | Claimant(s): Charles Vorwaller, Duane Sanders, James Thomas, Shirley Sanders, Woodrow Cole
Claimant Lawyers(s): James M. Thomas
Respondent(s): Shannon Bryant, Allianz Life Financial Services
Respondent Lawyers(s): Lawrence J. Field, Leif T. Simonson
Arbitrator(s): Arthur E. Otten, Bradford J. Lam, Wylie G. Hairgrove
Hearing Site: Denver, CO
|  | $0 |
| 09-03020 | 05/10/2010 | Claimant(s): Adam Lundquist, Barbara Czencz, Candice Pulliam, Carol Pulliam, Carol Wilson, David Kinard, David Minor, Dolores Ulrich, Donna Kinard, Gordon Lofshult, James Pardee, Jerry Pulliam, Joel Weissman, Julie Reese, Larry Spahr, Lindsey Morisse, Nancy Spahr, Patricia Richhart, Phyllis Lofshult, Richard Brown, et al
Claimant Lawyers(s): James S. Helfrich, Kevin Aoun
Respondent(s): Derek Kent
Respondent Lawyers(s): Derek R. Kent
Arbitrator(s): Bradford J. Lam
Hearing Site: Denver, CO
| | $933,000 |
| 08-04008 | 03/26/2010 | Claimant(s): Darren Meyer
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Magarian
Arbitrator(s): S. Lee Terry, Devra Ann Perch, Bradford J. Lam
Hearing Site: Denver, CO
| | |
