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FINRA Awards for ICON Advisers.

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0073203/18/2020Claimant(s): James Warfield
Claimant Lawyers(s): Gary J. Rickner
Respondent(s): ICON Advisers., ICON Distributors.
Respondent Lawyers(s): Gregory A. Eurich
Arbitrator(s): Patricia Ann Tracey, Frank Samuel Perri, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
10-0225303/27/2012Claimant(s): ICON Advisers., ICON Management & Research Corporation, Icon Distributors.
Claimant Lawyers(s): Bradford J. Lam, Donald Salcito
Respondent(s): Craig Callahan, Stephen Holmes, Adviser Dealer Services., Meeder Asset Management., Meeder Financial.
Respondent Lawyers(s): Darren Nadel, Derek Anderson, Stephen Abrams
Arbitrator(s): Bruce Brown, Edward F. Altman, Hazel E. Hanley
Hearing Site: Denver, CO

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