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FINRA Awards for Lawrence J. Field

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0482706/28/2011Claimant(s): Charles Vorwaller, Duane Sanders, James Thomas, Shirley Sanders, Woodrow Cole
Claimant Lawyers(s): James M. Thomas
Respondent(s): Shannon Bryant, Allianz Life Financial Services
Respondent Lawyers(s): Lawrence J. Field, Leif T. Simonson
Arbitrator(s): Arthur E. Otten, Bradford J. Lam, Wylie G. Hairgrove
Hearing Site: Denver, CO
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