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FINRA Awards for Martha M. Walker

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0032004/30/2010Claimant(s): Eric Ely
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jaime L. Haggard
Arbitrator(s): Donald N. Tolin, Martha M. Walker, Deanna M. Tuley
Hearing Site: Denver, CO
07-0038406/16/2008Claimant(s): David Clappisi, Melanie Clappisi
Claimant Lawyers(s): Patrick D. Vellone
Respondent(s): Derek Kent, Sagepoint Financial., AIG SunAmerica Inc.
Respondent Lawyers(s): John P. Glenn, William D. Nelson
Arbitrator(s): Malcolm T. Cleland, Steven Meyrich, Martha M. Walker
Hearing Site: Denver, CO
Checkmark Icon$511,228

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