| 08-00846 | 10/29/2008 | Claimant(s): Jyoti Shah
Claimant Lawyers(s): Jyoti A. Shah
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
|  | $0 |
| 07-03018 | 10/28/2008 | Claimant(s): Giovanni Acevedo
Claimant Lawyers(s): Giovanni L. Acevedo
Respondent(s): Christina Doone
Respondent Lawyers(s): Gloria O. North
Arbitrator(s): Craig Edward Stein, Sheldon N. Reibman, Michele Y. Garelick
Hearing Site: Boca Raton, FL
| | $15,000 |
| 06-04706 | 10/28/2008 | Claimant(s): Lanstone Nominees Pty Ltd, Barry Fry Superannuation Fund Trust
Claimant Lawyers(s): Kim Steven Juhase
Respondent(s): Alexys McKenzie, Anthony Donaruma, Charles Carrillo, Michael Finnan, Morgan Wilshire Securities., Morgan Wilshire Securities, Pty, Ltd.
Respondent Lawyers(s): Alexys McKenzie, Anthony Donaruma, Charles Carillo
Arbitrator(s): Eva H. Posman, Ellyn S. Roth, David Marcus
Hearing Site: New York, NY
| | $0 |
| 07-03437 | 10/27/2008 | Claimant(s): Darlene Vietri, IRA
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Louis Liberatore
Respondent Lawyers(s): Louis John Liberatore
Arbitrator(s): Mary Ellen Burns, Alexander Yaroslavsky, Howard L. Haykin
Hearing Site: New York, NY
| | $47,650 |
| 07-02690 | 10/24/2008 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): George Brunelle
Respondent(s): First Montauk Securities Corp.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): David L. Becker, Philip W Gaffney, Richard V. Adams
Hearing Site: Newark, NJ
| | |
| 06-04719 | 10/23/2008 | Claimant(s): Robert Grimm, William Featherston
Claimant Lawyers(s): Robert H. Grimm
Respondent(s): CBA Securities LLC
Respondent Lawyers(s): Joseph Nocella
Arbitrator(s): John Thomas Shaban
Hearing Site: Hartford, CT
| | |
| 07-03593 | 10/23/2008 | Claimant(s): Thomas Holmes
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Andrew C. Curley
Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller
Hearing Site: Philadelphia, PA
| | |
| 05-05747 | 10/23/2008 | Claimant(s): Goodwill Holdings LDC
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Bernard D. Hammer, Kurt D. Steiner, Eric R. Benton
Hearing Site: Houston, TX
| | $0 |
| 07-03087 | 10/23/2008 | Claimant(s): Ruimin Chen and Li Pan
Claimant Lawyers(s): Li Pan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): C. Marcus Harris, Daniel W. Desmond, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | $0 |
| 07-03291 | 10/23/2008 | Claimant(s): Larry Anderson
Claimant Lawyers(s): Larry D. Anderson
Respondent(s): GunnAllen Financial.
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
| | $0 |
