08-00846 | 10/29/2008 | Claimant(s): Jyoti Shah Claimant Lawyers(s): Jyoti A. Shah Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): James L. Karpen Hearing Site: Detroit, MI
| | $0 |
07-03018 | 10/28/2008 | Claimant(s): Giovanni Acevedo Claimant Lawyers(s): Giovanni L. Acevedo Respondent(s): Christina Doone Respondent Lawyers(s): Gloria O. North Arbitrator(s): Craig Edward Stein, Sheldon N. Reibman, Michele Y. Garelick Hearing Site: Boca Raton, FL
| | $15,000 |
06-04706 | 10/28/2008 | Claimant(s): Lanstone Nominees Pty Ltd, Barry Fry Superannuation Fund Trust Claimant Lawyers(s): Kim Steven Juhase Respondent(s): Alexys McKenzie, Anthony Donaruma, Charles Carrillo, Michael Finnan, Morgan Wilshire Securities., Morgan Wilshire Securities, Pty, Ltd. Respondent Lawyers(s): Alexys McKenzie, Anthony Donaruma, Charles Carillo Arbitrator(s): Eva H. Posman, Ellyn S. Roth, David Marcus Hearing Site: New York, NY
| | $0 |
07-03437 | 10/27/2008 | Claimant(s): Darlene Vietri, IRA Claimant Lawyers(s): John E. Lawlor Respondent(s): Louis Liberatore Respondent Lawyers(s): Louis John Liberatore Arbitrator(s): Mary Ellen Burns, Alexander Yaroslavsky, Howard L. Haykin Hearing Site: New York, NY
| | $47,650 |
07-02690 | 10/24/2008 | Claimant(s): Kayvan Karoon Claimant Lawyers(s): George Brunelle Respondent(s): First Montauk Securities Corp. Respondent Lawyers(s): Robert I. Rabinowitz Arbitrator(s): David L. Becker, Philip W Gaffney, Richard V. Adams Hearing Site: Newark, NJ
| | |
06-04719 | 10/23/2008 | Claimant(s): Robert Grimm, William Featherston Claimant Lawyers(s): Robert H. Grimm Respondent(s): CBA Securities LLC Respondent Lawyers(s): Joseph Nocella Arbitrator(s): John Thomas Shaban Hearing Site: Hartford, CT
| | |
07-03593 | 10/23/2008 | Claimant(s): Thomas Holmes Claimant Lawyers(s): Kevin Thomas Hoffman Respondent(s): Susquehanna Financial Group, LLLP Respondent Lawyers(s): Andrew C. Curley Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller Hearing Site: Philadelphia, PA
| | |
05-05747 | 10/23/2008 | Claimant(s): Goodwill Holdings LDC Claimant Lawyers(s): Thomas R. Ajamie Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): John T. Gerhart Arbitrator(s): Bernard D. Hammer, Kurt D. Steiner, Eric R. Benton Hearing Site: Houston, TX
| | $0 |
07-03087 | 10/23/2008 | Claimant(s): Ruimin Chen and Li Pan Claimant Lawyers(s): Li Pan Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): John J. Nielands Arbitrator(s): C. Marcus Harris, Daniel W. Desmond, Theresa Joan Rosenberg Hearing Site: Raleigh, NC
| | $0 |
07-03291 | 10/23/2008 | Claimant(s): Larry Anderson Claimant Lawyers(s): Larry D. Anderson Respondent(s): GunnAllen Financial. Respondent Lawyers(s): Jay Marc Israel Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN
| | $0 |