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FINRA Awards for Robert H. Grimm

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0471910/23/2008Claimant(s): Robert Grimm, William Featherston
Claimant Lawyers(s): Robert H. Grimm
Respondent(s): CBA Securities LLC
Respondent Lawyers(s): Joseph Nocella
Arbitrator(s): John Thomas Shaban
Hearing Site: Hartford, CT

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