08-00691 | 11/25/2008 | Claimant(s): Wilbur J. Simmons and Fay M. Simmons Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Kendall P. Hill, James Edward Seale, Richard David Schultz Hearing Site: Birmingham, AL
| | $0 |
07-03220 | 11/25/2008 | Claimant(s): Janet Drantch Claimant Lawyers(s): Eric J. Sussman Respondent(s): Michael Talley, Ladenburg Thalmann & Co. Inc. Respondent Lawyers(s): Joseph Giovanniello Arbitrator(s): Daniel B. Berkson, Richard W. Cutler, Gregory J. Getz Hearing Site: New York, NY
| | $9,998 |
07-03464 | 11/25/2008 | Claimant(s): Lisa Van Orman, Sandra Johnson, Casey Van Orman, The Agnes Fitzpatrick Trust, The Lisa Johnson Van Orman Trust, The Sandra F. Johnson Trust Claimant Lawyers(s): Peter J. Aldrich Respondent(s): Jack Chublakian, Cantella & Co.. Respondent Lawyers(s): Jack Chublakian, Joshua N. Cook Arbitrator(s): Allan M. Lerner, Gary M. Landau, Gary King Hearing Site: Boca Raton, FL
| | $148,105 |
07-02971 | 11/25/2008 | Claimant(s): Gail Berger Claimant Lawyers(s): Lee H. Tockman Respondent(s): Delmar Austin, Kenneth Rohr, Merrill Lynch Pierce Fenner & Smith Inc., Nora Winsberg, Timothy Cunningham Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Michael S. Matek, Frederic M. Rizzo, Irving A. Chesler Hearing Site: Chicago, IL
| | $0 |
07-01662 | 11/24/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory Simon Respondent(s): Donna Shurot Respondent Lawyers(s): Donna Shurot Arbitrator(s): Thomas D. Tays, Thomas P. Delnoce, James W. Warren Hearing Site: Phoenix, AZ
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08-00074 | 11/24/2008 | Claimant(s): John Jarvis Claimant Lawyers(s): John W. Jarvis Respondent(s): Peter Schopen Respondent Lawyers(s): Otto K. Hilbert Arbitrator(s): Harold M. Golz Hearing Site: Denver, CO
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08-00432 | 11/24/2008 | Claimant(s): Harold Sweet and Georgia Sweet Claimant Lawyers(s): David Neuman Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): David B. Coates, John A. Davis, Jay R. Robinson Hearing Site: Little Rock, AR
| | $85,000 |
07-03505 | 11/24/2008 | Claimant(s): Russell Clark, Pauline Clark Revocable Trust Claimant Lawyers(s): James H. Penick Respondent(s): John Fortenberry, Morgan Keegan & Company. Respondent Lawyers(s): John Starnes Arbitrator(s): Chet Roberts, David B. Coates, Hugh J. Moore Hearing Site: Little Rock, AR
| | $0 |
08-00469 | 11/24/2008 | Claimant(s): Phoenix Energy Corp Claimant Lawyers(s): Thomas Michael Hobson Respondent(s): Steve Kellough, Morgan Keegan & Company. Respondent Lawyers(s): Julie Wilson Portera Arbitrator(s): James C. Hoover Hearing Site: Birmingham, AL
| | $0 |
07-01180 | 11/21/2008 | Claimant(s): Alice Russo, Anthony Viola, Audrey Kolar, Barbara McCutcheon, Carolyn Wright, Chad Mastakoski, Dale Kolar, Daniel Kelly, Darlene Wachel, David Petit, David Swarner, Douglas Meaden, Eleanor Evans, Gerald Duncan, Helen Papp, Jack Wygle, Jared Petit, Jason Petit, John Williams, Joleen Petit, et al Claimant Lawyers(s): Christopher Mader Respondent(s): Michael Dawes, Emmett A. Larkin Company. Respondent Lawyers(s): Howard Schiffman, Michael A. Dawes Arbitrator(s): Irving Mindes, Virginia H. Wertz, Frederick K. Steiner Hearing Site: Phoenix, AZ
| | Stipulated Award |