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FINRA Awards for Joseph Giovanniello

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0117403/16/2012Claimant(s): Leonard DeFranco
Claimant Lawyers(s): Adam S. Tracy
Respondent(s): Robert DeCanio, Ladenburg Thalmann & Co. Inc.
Respondent Lawyers(s): Joseph Giovanniello
Arbitrator(s): William M. Getzoff, Frank R. Niederman, Steven H. Vogel
Hearing Site: Chicago, IL
Checkmark Icon$0
07-0322011/25/2008Claimant(s): Janet Drantch
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Michael Talley, Ladenburg Thalmann & Co. Inc.
Respondent Lawyers(s): Joseph Giovanniello
Arbitrator(s): Daniel B. Berkson, Richard W. Cutler, Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$9,998

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