Potomac Analytics' Logo

FINRA Awards for Adam S. Tracy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0127911/29/2016Claimant(s): Diane Back
Claimant Lawyers(s): Adam S. Tracy
Respondent(s): JP Morgan Institutional Investments Inc.
Respondent Lawyers(s): Luis F. Calvo
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
Checkmark Icon$0
11-0117403/16/2012Claimant(s): Leonard DeFranco
Claimant Lawyers(s): Adam S. Tracy
Respondent(s): Robert DeCanio, Ladenburg Thalmann & Co. Inc.
Respondent Lawyers(s): Joseph Giovanniello
Arbitrator(s): William M. Getzoff, Frank R. Niederman, Steven H. Vogel
Hearing Site: Chicago, IL
Checkmark Icon$0
10-0582108/23/2011Claimant(s): Ruth Lally
Claimant Lawyers(s): Adam S. Tracy
Respondent(s): Stifel, Nicolaus & Co.., Renee Raymond
Respondent Lawyers(s): Keith M. Lahay
Arbitrator(s): Donald W. McKenzie
Hearing Site: Chicago, IL
Checkmark Icon$213

3 Results

Display: