| 08-02857 | 12/28/2009 | Claimant(s): GSI Commerce Solutions.
Claimant Lawyers(s): James T. Smith
Respondent(s): Joseph Arena, Kurt Locher, Neil Greenspan, Sanford Haber
Respondent Lawyers(s): Robert W. Gaffey, Theodore A. Krebsbach
Arbitrator(s): Steven T. Stern, Catherine S. Kopley, Shelley J. Michaels
Hearing Site: Philadelphia, PA
|  | $0 |
| 09-04426 | 12/28/2009 | Claimant(s): Charles Matisi
Claimant Lawyers(s): Charles Matisi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
| | $163 |
| 09-03864 | 12/24/2009 | Claimant(s): The Estate of Rena Grad Trust by Warren, Lynn H. Grad IRA, Warren C. Grad IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
| | $213 |
| 09-00196 | 12/23/2009 | Claimant(s): Steven Sorensen
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Gerald J. Stratman, Bruce Keplinger, Lawrence P. McLellan
Hearing Site: Omaha, NE
| | |
| 09-02536 | 12/23/2009 | Claimant(s): FOLIOfn Investments.
Claimant Lawyers(s): Jorge A. Herrera
Respondent(s): Barouch Anteby, Grace Anteby, Ralph Anteby
Respondent Lawyers(s): Barouch Anteby, Grace Anteby, Ralph Anteby
Arbitrator(s): Mark C. Perry, Richard S. Zaifert, Martin V. Franks
Hearing Site: Ft. Lauderdale, FL
| | |
| 07-03561 | 12/23/2009 | Claimant(s): Racetrac Petroleum.
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Anne H. Orr, Jerome Jack Shure, Kenneth Alexander Campbell
Hearing Site: Atlanta, GA
| | $3,431,890 |
| 08-02537 | 12/23/2009 | Claimant(s): Frank Owens
Claimant Lawyers(s): Lainie E. Cohen
Respondent(s): Linda Barriger, Barriger & Barriger Incorporated
Respondent Lawyers(s): Richard A. Kirby
Arbitrator(s): Jeanne C. Miller, Irene C. Warshauer, Daniel F. Morrissey
Hearing Site: New York, NY
| | $430,800 |
| 08-04559 | 12/23/2009 | Claimant(s): James R. Smith and Carol A. Smith
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Susan A. Logsdon
Arbitrator(s): Mary Ann Tunick, Charles E. Munson, Michael S. Yauch
Hearing Site: Houston, TX
| | $123,324 |
| 09-00068 | 12/23/2009 | Claimant(s): Marilyn Rosov Rev Trust
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Peter J. Lavezzoli, John A. Mazzarella
Hearing Site: Boca Raton, FL
| | $167,570 |
| 08-02618 | 12/23/2009 | Claimant(s): Nathan Marcadis, Nathan Marcadis Rev Living Trust
Claimant Lawyers(s): Patrick A. Davis
Respondent(s): Citigroup Global Markets., Larry Cuervo
Respondent Lawyers(s): Tucker H. Byrd
Arbitrator(s): Brendan M. Murphy, Arnold Levine, Pamela S. Townsend
Hearing Site: Clearwater, FL
| | $0 |
