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FINRA Awards for Charles Matisi

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0383805/31/2012Claimant(s): Ira Levine
Claimant Lawyers(s): Ira Levine
Respondent(s): Charles Matisi, Robert Brunetti
Respondent Lawyers(s): Charles Michael Matisi, Robert GIno Brunetti
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
Checkmark IconExpungement
09-0442612/28/2009Claimant(s): Charles Matisi
Claimant Lawyers(s): Charles Matisi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
Checkmark Icon$163

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