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FINRA Awards for James R. Smith and Carol A. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0455912/23/2009Claimant(s): James R. Smith and Carol A. Smith
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Susan A. Logsdon
Arbitrator(s): Mary Ann Tunick, Charles E. Munson, Michael S. Yauch
Hearing Site: Houston, TX
Checkmark Icon$123,324

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