Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02914 | 07/30/2024 | Claimant(s): Roberto De Jesus Pou Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-02889 | 07/29/2024 | Claimant(s): Jeannette Adcock Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Wintrust Investments LLC Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 24-00092 | 07/29/2024 | Claimant(s): Amra Uzair, Mirza Beg Claimant Lawyers(s): Joshua Kons Respondent(s): CrowdStreet., Crowdstreet Capital LLC Respondent Lawyers(s): Gabrielle Gould Arbitrator(s): Lynne M. Gomez, Montie G. Grimes, David Aaron DeSoto Hearing Site: Houston, TX |  | Dismissed by Rule 12200 |
| 23-00950 | 07/29/2024 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-01648 | 07/29/2024 | Claimant(s): Robin Garner Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Craig-Hallum Capital Group LLC Respondent Lawyers(s): Terrence J. Fleming Arbitrator(s): John P. Cullem, Oliver J. Janney, Monique Mavour Hearing Site: Tampa, FL | ||
| 23-01281 | 07/26/2024 | Claimant(s): John Loyd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth, Kelsey Vasko Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-02988 | 07/26/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Eric A. Michaels Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Jay H. Feldstein Hearing Site: Albuquerque, NM | ||
| 24-00555 | 07/26/2024 | Claimant(s): Sravanthi Gadamsetty IRA Claimant Lawyers(s): Sravanthi Gadamsetty Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jovalin Dedaj Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | | $0 |
| 24-00271 | 07/26/2024 | Claimant(s): Douglas Kleckner Claimant Lawyers(s): Matthew E. Wolper Respondent(s): Monmouth Capital Management LLC Respondent Lawyers(s): Robert Meyer, CEO Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | | $483,427 |
| 23-03425 | 07/26/2024 | Claimant(s): Michael Bond Claimant Lawyers(s): Bruce W. Barnes Respondent(s): USAA Investment Services Company Respondent Lawyers(s): David W Erb Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL |