Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-01743 | 04/23/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Alan Corliss Respondent Lawyers(s): Jeffrey K. Peck Arbitrator(s): James J. Moylan Hearing Site: Denver, CO | ||
| 09-05683 | 04/23/2010 | Claimant(s): Sukmanee Lin Claimant Lawyers(s): Lionel Lin Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith A. Felde Arbitrator(s): David C. Redford Hearing Site: Houston, TX |  | $7,601 |
| 08-02886 | 04/23/2010 | Claimant(s): Richard Solano Claimant Lawyers(s): Kenneth Gunshor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Mauricio S. Beugelmans Arbitrator(s): Eugene M. Kaufman, Leonard M. Bakal, Keely D. Parr Hearing Site: New York, NY | | $0 |
| 09-01776 | 04/23/2010 | Claimant(s): Samuel Bleichfeld Claimant Lawyers(s): Samuel Bleichfeld Respondent(s): Isaac Simon, UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY | | $0 |
| 09-01873 | 04/23/2010 | Claimant(s): Ronald Morenz Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Ronald Edward Hibbing Hearing Site: Phoenix, AZ | | $0 |
| 09-06261 | 04/23/2010 | Claimant(s): Marty Wekser Claimant Lawyers(s): Marty Wekser Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith A. Felde Arbitrator(s): Melvin S. Feldman Hearing Site: Los Angeles, CA | | $692 |
| 08-00903 | 04/22/2010 | Claimant(s): Judith Zenowich Claimant Lawyers(s): Pearl Zuchlewski Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Diane Getzler, C. Sidney Lester, Marilyn J. Salzman Hearing Site: New York, NY | ||
| 09-04620 | 04/22/2010 | Claimant(s): Peter Schiff, Euro Pacific Capital. Claimant Lawyers(s): Debra L. Fischer Respondent(s): Charles Hanlon Respondent Lawyers(s): Charles Patrick Hanlon Arbitrator(s): Mario H. Metzger, Glen W. Hanne, Christopher William Shaw Hearing Site: Los Angeles, CA | ||
| 09-00993 | 04/22/2010 | Claimant(s): The Alan B. White Trust Claimant Lawyers(s): Bruce D. Oakes Respondent(s): ITradeDirect.com Corporation Respondent Lawyers(s): Eric Arlt Arbitrator(s): James B. Vessey, George J. Karlsven, Russell K. Cannon Hearing Site: Salt Lake City, UT | | $529,470 |
| 09-04470 | 04/22/2010 | Claimant(s): Chadd Edlein Claimant Lawyers(s): Chadd Edlein Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Paula McManus Arbitrator(s): Melinda G. Jayson Hearing Site: Dallas, TX | | $0 |