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FINRA Awards for Eugene M. Kaufman

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0288604/23/2010Claimant(s): Richard Solano
Claimant Lawyers(s): Kenneth Gunshor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): Eugene M. Kaufman, Leonard M. Bakal, Keely D. Parr
Hearing Site: New York, NY
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06-0479711/19/2007Claimant(s): Thomas Quigley
Claimant Lawyers(s): Oren Giskan
Respondent(s): BNY Brokerage LLC
Respondent Lawyers(s): Robert Piliero
Arbitrator(s): Eugene M. Kaufman, Diane Ciccone, Daniel P. Lund
Hearing Site: New York, NY

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