| 09-02155 | 05/26/2011 | Claimant(s): Cleveland Currie, Maria Currie
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Thomas E. Duggan, Arthur Neil Tolciss
Hearing Site: New York, NY
|  | $0 |
| 10-03312 | 05/26/2011 | Claimant(s): Gary Kennedy
Claimant Lawyers(s): Thomas H Kennedy
Respondent(s): Fifth Third Securities., Joseph Reedy, Tanika Edmonds
Respondent Lawyers(s): Robert M. Zimmerman, Tanika Chere Edmonds
Arbitrator(s): Jane D. Lollis
Hearing Site: Indianapolis, IN
| | $0 |
| 09-01276 | 05/25/2011 | Claimant(s): Vito Vitone
Claimant Lawyers(s): William M. Kolb
Respondent(s): Ian Gerrior, Kevin Beaulieu, Richard Beaulieu, Signator Investors.
Respondent Lawyers(s): Michael J. Murphy, Sara E. Sweeney, Sheri L Pizzi
Arbitrator(s): B. J. Krintzman, Laura M. Nelson, Paul A. Auerbach
Hearing Site: Providence, RI
| | $0 |
| 10-03475 | 05/25/2011 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B Clarke
Respondent(s): Donn Sanders
Respondent Lawyers(s): Brett A. Elam
Arbitrator(s): Myron S. Dunay
Hearing Site: Boca Raton, FL
| | $0 |
| 05-00015 | 05/25/2011 | Claimant(s): Walter Sherman
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): George Bevins, Patrick McDonnell, Bryn Mawr Securities Corp.
Respondent Lawyers(s): George Bevins, Patrick McDonnell
Arbitrator(s): Philip M. Marshall, Christopher C. Willett, Christopher G. Gibas
Hearing Site: Buffalo, NY
| | $183,000 |
| 09-03961 | 05/25/2011 | Claimant(s): Howard Wilkov, The Wilkov Family Limited Partnership
Claimant Lawyers(s): Samuel L. Butt
Respondent(s): Ameriprise Financial Services., Jennifer Wilkov
Respondent Lawyers(s): Eric R. Breslin, Michael J. Zaretsky
Arbitrator(s): Robert Youdelman, Arnold Wagner, Herman Taub
Hearing Site: New York, NY
| | $501,200 |
| 08-01969 | 05/25/2011 | Claimant(s): Shirley Enlow, Ron L. Enlow Trust
Claimant Lawyers(s): Terry J. Garrett
Respondent(s): Charles Campbell, Wilbanks Securities.
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Phil E. Macy, Richard L. Andeel, Glenn E. Johnson
Hearing Site: Oklahoma City, OK
| | $0 |
| 08-03810 | 05/25/2011 | Claimant(s): Spitz Family Partnership L.P.
Claimant Lawyers(s): Christopher A. Bacotti
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Joan M. Traub, Joshua Mark Zucker, Ronald J. Colombo
Hearing Site: New York, NY
| | $0 |
| 10-01881 | 05/24/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Stephen Long
Respondent Lawyers(s): Stephen C. Long
Arbitrator(s): John A. Davis
Hearing Site: Houston, TX
| | $0 |
| 09-05503 | 05/24/2011 | Claimant(s): Boushy North Investments Ltd.
Claimant Lawyers(s): Paul I. Aronowitz
Respondent(s): Penson Financial Services, Second Mile Wealth Management.
Respondent Lawyers(s): Matthew G. Nielsen, Will S. Montgomery
Arbitrator(s): Bernard D. Hammer, Kurt D. Steiner, Michael S. Yauch
Hearing Site: Houston, TX
| | $500,000 |
