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FINRA Awards for Spitz Family Partnership L.P.

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0381005/25/2011Claimant(s): Spitz Family Partnership L.P.
Claimant Lawyers(s): Christopher A. Bacotti
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Joan M. Traub, Joshua Mark Zucker, Ronald J. Colombo
Hearing Site: New York, NY
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