21-02569 | 06/13/2023 | Claimant(s): Jennifer Matheson, Michael Matheson Claimant Lawyers(s): Michael J. Giarrusso Respondent(s): David Lerner Associates. Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Cynthia A. DiMarco, Jeanne M. Keefe, Noah Jonathan Hanft Hearing Site: New York, NY
| | Expungement |
21-01815 | 06/13/2023 | Claimant(s): Estate of Charles Michael Sydlaske Claimant Lawyers(s): David R. Lurie Respondent(s): Russell Ray Respondent Lawyers(s): Neal Brickman Arbitrator(s): Joan Maxine Secofsky, Emily Diamond, Vivian Rivera Drohan Hearing Site: New York, NY
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22-02764 | 06/12/2023 | Claimant(s): Alan Kent Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Michael J. Ahlstrom Hearing Site: Jackson, MS
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23-00217 | 06/12/2023 | Claimant(s): Minjoo Lee Claimant Lawyers(s): Minjoo Lee Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Mary Mackey Hearing Site: San Francisco, CA
| | $0 |
20-02885 | 06/12/2023 | Claimant(s): Keila Cengiz Claimant Lawyers(s): Michael M. DiCicco Respondent(s): Brian Manning, Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Julian F. Santos, Sylvia Kaminsky, Emily Diamond Hearing Site: Jersey City, NJ
| | Expungement |
19-01544 | 06/12/2023 | Claimant(s): Dawn Forman Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL
| | $0 |
21-00241 | 06/09/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Christopher Chance Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Samuel Appel Hearing Site: Atlanta, GA
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22-01667 | 06/09/2023 | Claimant(s): Jacob Tiab Claimant Lawyers(s): Jacob Tiab Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Joseph Winter, H. Stuart Waxman, Jeffrey Dwayne Robertson Hearing Site: Los Angeles, CA
| | $0 |
22-02695 | 06/09/2023 | Claimant(s): Samuel Clark Claimant Lawyers(s): Stephan Louviere Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox Arbitrator(s): Richard J. Lawrence Hearing Site: Salt Lake City, UT
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22-02719 | 06/09/2023 | Claimant(s): Darrell Heinen, Dave Sutton, Dustin McCurdy, Grant Wells, Harbans Lal, Herbert Nieport, Jerry Grove, Jon Miller, Mark Wells, Marlan Elbert, Richard O'Brien, Wells AG Supply, Richard and Ruth O'Brien Claimant Lawyers(s): Robert Kerrigan Respondent(s): Kevin Springstead, Louis Pellegriti, Patrick Cavanagh, Terry Tzagarakis Respondent Lawyers(s): Kevin Francis Springstead, Louis Joseph Pellegriti, Patrick Joseph Cavanagh, Terry Tzagarakis Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE
| | $1,564,950 |