21-00602 | 07/03/2023 | Claimant(s): Charlotte Baldwin, Rand Baldwin Claimant Lawyers(s): Andrew P. Campbell Respondent(s): Martin Pospicil, Raymond James Financial Services. Respondent Lawyers(s): Jordan D. Maglich, Peter S. Fruin Arbitrator(s): Michael J. Ahlstrom, Jon E Lewis, DeShannon McDonald Hearing Site: Birmingham, AL
| | Expungement |
22-02803 | 07/03/2023 | Claimant(s): Craig Johnson Claimant Lawyers(s): Christopher G. Lazarini Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Helen Marinak Blohm Hearing Site: Anchorage, AK
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22-02203 | 07/03/2023 | Claimant(s): Brett Weichbrod Claimant Lawyers(s): Christina Z Vourakis Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
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22-02614 | 07/03/2023 | Claimant(s): Rocio Rivera Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-01789 | 07/03/2023 | Claimant(s): Pamela Borders, Pamela Joy Borders Regular Marital Trust Claimant Lawyers(s): Robert W. Pearce Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kendra S. Campe Arbitrator(s): Mary Elizabeth Skelnik, Michael Wayne Johnston, Lena Levario Hearing Site: Dallas, TX
| | $532,846 |
22-01862 | 07/03/2023 | Claimant(s): Grace Stavalo Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Veronica Ann Williams, Paul David Hayes, Bradley E Greenberg Hearing Site: Jersey City, NJ
| | $0 |
21-03126 | 07/03/2023 | Claimant(s): Marco Iglesias Claimant Lawyers(s): Leslie A. Blau Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Peter Ordower, Stuart D. Summers, Jeffrey L. Durkes Hearing Site: Chicago, IL
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22-00864 | 06/30/2023 | Claimant(s): David Soble Claimant Lawyers(s): John E. Sutherland Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Gene M. Bauer, Michael P. Breton, Thomas M. Madden Hearing Site: Boston, MA
| | $0 |
20-00721 | 06/30/2023 | Claimant(s): Insight Securities. Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Deutsche Bank Securities., Gloria Molina, Pascal Landrove, Reynaldo Figueiredo Respondent Lawyers(s): David G. Januszewski Arbitrator(s): Christopher J. Klein, Richard Lewis Zack, Mark A. Jacoby Hearing Site: Boca Raton, FL
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22-01682 | 06/30/2023 | Claimant(s): Stephen Caton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX
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