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FINRA Awards for Rocio Rivera

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0261407/03/2023Claimant(s): Rocio Rivera
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR

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