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FINRA Awards for Michael P. Breton

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0201207/18/2023Claimant(s): Mai Y. Hanlon Revocable Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): William A. Barrett, Michael P. Breton, Frank Sanclemente
Hearing Site: Boston, MA
Checkmark Icon$0
22-0086406/30/2023Claimant(s): David Soble
Claimant Lawyers(s): John E. Sutherland
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Gene M. Bauer, Michael P. Breton, Thomas M. Madden
Hearing Site: Boston, MA
Checkmark Icon$0

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