Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03987 | 06/08/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew Shapren Respondent(s): Robert Wong Respondent Lawyers(s): Robert T. Wong Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 20-01635 | 06/07/2021 | Claimant(s): Christ Baltas, Michael Chakos, Vincent Mangone Claimant Lawyers(s): Liam O'Brien Respondent(s): Worden Capital Management LLC, Jamie Worden Respondent Lawyers(s): William M. Dailey Arbitrator(s): Robert J. Kheel, Harvey Barrison, Jerome Bernard McDevitt Hearing Site: New York, NY | ||
| 20-02610 | 06/04/2021 | Claimant(s): Walter Suarez Claimant Lawyers(s): Tosh Grebenik Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Paul C. Tang Hearing Site: New York, NY | ||
| 19-02691 | 06/03/2021 | Claimant(s): Jadina Lilien Claimant Lawyers(s): Elizabeth Goldman Respondent(s): Morgan Stanley, Nancy Glassman Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Julian F. Santos Hearing Site: New York, NY |  | Expungement |
| 20-01468 | 05/28/2021 | Claimant(s): Raymond George Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY | ||
| 21-00378 | 05/28/2021 | Claimant(s): Jeffrey Krug Claimant Lawyers(s): Thomas J. McCabe Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): John DiNapoli Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | ||
| 20-02831 | 05/26/2021 | Claimant(s): Robert Amoruso Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Johan E. Tatoy Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 20-02411 | 05/25/2021 | Claimant(s): Peter Schiff Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): John Venezia Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 20-03244 | 05/25/2021 | Claimant(s): Robert Crothers Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Lise Gabrielle Hunter Hearing Site: New York, NY | ||
| 20-02008 | 05/24/2021 | Claimant(s): Michael Zoitas Claimant Lawyers(s): Tosh Grebenik Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY |