| 16-00207 | 05/19/2017 | Claimant(s): Miguel Barron
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): William G. Binckes, David J. Pine, Paul Bennett Marrow
Hearing Site: New York, NY
| | |
| 16-00758 | 05/19/2017 | Claimant(s): Deron Goodwin
Claimant Lawyers(s): Jonathan Sack
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Ivan W. Harper, Nancy Kramer, Robert Francis Geary
Hearing Site: New York, NY
| | |
| 16-00898 | 05/18/2017 | Claimant(s): Michael McBee
Claimant Lawyers(s): Matthew C. Heerde
Respondent(s): Evan Schwartzberg, James Viccaro, Mathew Van Alstyne, Odeon Capital Group LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Brooks White
Hearing Site: New York, NY
| | |
| 15-03440 | 05/16/2017 | Claimant(s): Florian Bita
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Gabrielle Levin
Arbitrator(s): Michael J. Maran, Robert Elliot Harrison, Ronald Leven
Hearing Site: New York, NY
| | |
| 16-02765 | 05/16/2017 | Claimant(s): Sally Amer
Claimant Lawyers(s): Aaron Romney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 16-00282 | 05/16/2017 | Claimant(s): Howard Shapiro, Marcia Shapiro
Claimant Lawyers(s): David Edgar Bamberger
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Stephen M. Gross, Mary Lou McGanney, William James Cortellessa
Hearing Site: New York, NY
|  | Expungement |
| 15-02418 | 05/16/2017 | Claimant(s): Nobilis Consulting
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): George Buonocore, COR Clearing LLC
Respondent Lawyers(s): Gayle Jenkins, Kevin P. Conway
Arbitrator(s): Joseph I. Liebman, Deborah A. Shapiro, Emily Diamond
Hearing Site: New York, NY
| | $0 |
| 16-00682 | 05/12/2017 | Claimant(s): Marv Capital Inc.
Claimant Lawyers(s): Virupaksha Raparthi
Respondent(s): Hartfield, Titus & Donnelly
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Martin Hunger, Brian R. Cohen, Valentine Gregory Stevens
Hearing Site: New York, NY
| | |
| 16-02803 | 05/12/2017 | Claimant(s): Judith Graf
Claimant Lawyers(s): John G. Cataldo
Respondent(s): Anthony Didonato, Gail Sokol, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Keith Roberts
Hearing Site: New York, NY
| | Expungement |
| 16-03058 | 05/11/2017 | Claimant(s): Joseph Mondell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Marcia A. Washkuhn
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
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