| 17-02844 | 02/26/2018 | Claimant(s): Michael Ferguson
Claimant Lawyers(s): Owen Harnett
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Chow
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 16-03731 | 02/23/2018 | Claimant(s): Benjamin Morganstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey G. Sommers, William E. Nuckel, Lawrence B. Schiffman
Hearing Site: New York, NY
| | |
| 17-02605 | 02/22/2018 | Claimant(s): Susquehanna Financial Group, LLLP, Susquehanna International Group, LLP
Claimant Lawyers(s): Caron Alberts
Respondent(s): Bin Dong
Respondent Lawyers(s): Bin Dong
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
| | |
| 17-00492 | 02/16/2018 | Claimant(s): Estate of Marianna Antoniou
Claimant Lawyers(s): John M O'Connor
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Clarence Smith, Sam Antar, Harvey E. Benjamin
Hearing Site: New York, NY
|  | $0 |
| 17-02515 | 02/15/2018 | Claimant(s): Imran Mahar
Claimant Lawyers(s): Imran Khan Mahar
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Karen M. Carbone
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | |
| 16-00514 | 02/15/2018 | Claimant(s): Jason Wright, Lenoir Wright
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Frank Fusco, John Smith, Jonathan Miller, Salvatore Caruso, Legend Securities.
Respondent Lawyers(s): Frank Phillip Fusco, John Victor Smith, Jonathan J. Miller, Salvatore Charles Caruso, Salvatore Caruso
Arbitrator(s): Richard W. Cutler, Ellyn S. Roth, George Bartos
Hearing Site: New York, NY
| | $181,970 |
| 16-01645 | 02/12/2018 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Ian Hummel
Respondent(s): Critical Outcome Technologies Inc.
Respondent Lawyers(s): Vivian Drohan
Arbitrator(s): Rebecca A. Novak, Daniel Robbins, Richard Gee
Hearing Site: New York, NY
| | |
| 17-01832 | 02/12/2018 | Claimant(s): Padraig McBrien
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 17-01566 | 02/09/2018 | Claimant(s): Sean Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Nichols, Safina, Lerner & Co. Inc., Eastbrook Capital Group LLC, Maxim Group LLC
Respondent Lawyers(s): Chee Eng, Edward Samson, Ian H. Hummel
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 17-00145 | 02/08/2018 | Claimant(s): Carol Silverman
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Nina Schurz, Raymond, James & Associates.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Pamela H. Roderick, Sandra J. Mullings, Sheryl E. Elias
Hearing Site: New York, NY
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