13-02887 | 10/27/2015 | Claimant(s): Joe Solorsa Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster Hearing Site: Los Angeles, CA
| | Expungement |
13-03258 | 09/09/2015 | Claimant(s): Arthur Keith Burch and Lea Burch, JTWROS Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina P. Martorana Arbitrator(s): Gerald L. Fingerhut, John Russell Barlow, David Lawrence Rowe Hearing Site: Raleigh, NC
| | Expungement |
13-03534 | 09/02/2015 | Claimant(s): Constance P. Kolberg, IRRA, Bruce A. Kolberg & Constance P. Kolberg Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): James H. Colburn, Arlen G. Restad, Lavon C. Phillips Hearing Site: Minneapolis, MN
| | Expungement |
13-01659 | 08/27/2015 | Claimant(s): Raymond DiPaula Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela Turiano Arbitrator(s): Henry W. Grady, John F. Allgood, Marcia A. Ogilvie Hearing Site: Atlanta, GA
| | Expungement |
13-02435 | 08/05/2015 | Claimant(s): Jon Deusenberry Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Morris S. Getzels, Mary M. O'Neil, Noel Harvey Applebaum Hearing Site: Los Angeles, CA
| | Expungement |
13-01524 | 06/17/2015 | Claimant(s): Edmund Blickle Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Caryl S. Bernstein, Edward J. Gutman, Jane Kwok Ping Tam Hearing Site: Baltimore, MD
| | Expungement |
13-03542 | 06/16/2015 | Claimant(s): Steve Hawley and Susan M. Hawley Claimant Lawyers(s): Steven D. Toskes Respondent(s): Morgan Stanley Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Douglas J. Nesbit, Jeffrey A. Schuh, Grant D. Sanders Hearing Site: Minneapolis, MN
| | Expungement |
14-00373 | 05/04/2015 | Claimant(s): Alfred Phillips Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Marie G. Peterson, Allen Robin, Steven Robert Wiehe Hearing Site: Boca Raton, FL
| | Expungement |
13-01964 | 03/04/2015 | Claimant(s): Brian Matherne Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Martorana Arbitrator(s): Daniel J. Pagnano, David Walton Earle, Brian P. Jakes Hearing Site: New Orleans, LA
| | Expungement |
14-03546 | 12/26/2014 | Claimant(s): Joe Solarsa Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster Hearing Site: Los Angeles, CA
| | Expungement |