| 18-02681 | 08/16/2019 | Claimant(s): Mark Gilbert
Claimant Lawyers(s): Stuart H. Singer
Respondent(s): Brian Lowenthal, Eileen Berman
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): Joseph J. Slotnik, Bruce K. Isenberg, Robert J. Buchner
Hearing Site: Boca Raton, FL
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| 19-00363 | 08/16/2019 | Claimant(s): Kurt Sylvia
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s):
Hearing Site: Boca Raton, FL
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| 19-01061 | 08/07/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Lauren Whetstone
Respondent(s): Frankie Gonzalez
Respondent Lawyers(s): Frankie Gonzalez
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
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| 18-03577 | 08/05/2019 | Claimant(s): Robert Cannella
Claimant Lawyers(s): John D. Stewart
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 18-03864 | 07/31/2019 | Claimant(s): Julie Castillo
Claimant Lawyers(s): Julie Hermes Castillo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Allen Kilik, Robert Lawrence Ostrov, Tiffany Jeanette Brown
Hearing Site: Boca Raton, FL
| | |
| 16-03169 | 07/23/2019 | Claimant(s): Jeffrey Feld
Claimant Lawyers(s): Bradley P. Rothman
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Roy B. Gonas, Erika Deutsch Rotbart, Robert C. Harris
Hearing Site: Boca Raton, FL
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| 18-01530 | 07/22/2019 | Claimant(s): Gail Bardon, Thomas Bardon
Claimant Lawyers(s): Thomas Bardon
Respondent(s): Jesus Romero, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Will Murphy, Donna Greenspan Solomon, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
|  | Expungement |
| 19-00155 | 07/19/2019 | Claimant(s): Michael Kanner
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Randy R. Freedman, Gloria O. North, Frederick P. Hartman
Hearing Site: Boca Raton, FL
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| 18-02840 | 07/18/2019 | Claimant(s): Melrose Whittaker
Claimant Lawyers(s): Melrose Endolyn Whittaker
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Wiley
Arbitrator(s): Bruce K. Isenberg, S. Ronald Daniels, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 18-04306 | 07/17/2019 | Claimant(s): Richard Kiesel
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America., Kestra Investment Services
Respondent Lawyers(s): David J. Lehr, Tyler Schubauer
Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter
Hearing Site: Boca Raton, FL
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