| 19-02341 | 02/27/2020 | Claimant(s): Michael Gross
Claimant Lawyers(s): Michael Houston Gross
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Bart Samuel Cohodas, Thomas W. Allen, Peter Susser
Hearing Site: Boca Raton, FL
|  | Expungement |
| 19-01576 | 02/19/2020 | Claimant(s): Dianne Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
| | |
| 17-03322 | 02/14/2020 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Andrew Lerner, Charles Shalmi, Logan Shalmi, Mark Garfinkel
Respondent Lawyers(s): Cory S. Zadanosky, Mark Steven Garfinkel
Arbitrator(s): Debra A. Byrne-Mathews, Alice J. Johnson, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 19-01577 | 02/14/2020 | Claimant(s): Seth Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 19-01996 | 02/14/2020 | Claimant(s): Mary-Lee Widder
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | |
| 19-00445 | 02/11/2020 | Claimant(s): Matthew Gerst
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman
Hearing Site: Boca Raton, FL
| | |
| 19-01321 | 02/11/2020 | Claimant(s): Henry Grinberg
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Timothy B. Atkins
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
| | |
| 19-03305 | 02/03/2020 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Robert Abrams
Respondent(s): Dominic Linsalata
Respondent Lawyers(s): Dominic Joseph Linsalata
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
| | |
| 18-01953 | 01/10/2020 | Claimant(s): Brian Sepe, Dawn Sepe
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Mary Gail Gearns
Arbitrator(s): Steven Gerard Goerke, Michael A. Levin, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206/12504 |
| 18-02471 | 01/10/2020 | Claimant(s): Margaret Bidgood
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barth Satuloff, Leonard Michael Cusano, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
| | $0 |
