| 12-00746 | 12/19/2012 | Claimant(s): Davis Carson
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Dennis S. Boxeur, Raymond E. Tompkins, Van R. Oliver
Hearing Site: Oklahoma City, OK
|  | Expungement |
| 12-01135 | 12/10/2012 | Claimant(s): Cathy Turner
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Edward Jones
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): John Russell Barlow
Hearing Site: Charlotte, NC
| | $13,228 |
| 11-04498 | 11/29/2012 | Claimant(s): Joseph Lacare
Claimant Lawyers(s): Paul J. Mooney
Respondent(s): David Lemond, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Robert Rapp, Jeffrey M. Bain, Thomas R. Skulina
Hearing Site: Cleveland, OH
| | Expungement |
| 11-04009 | 11/27/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Wells Fargo Advisors Financial Network, Ellen Boyce
Respondent Lawyers(s): Jordan D. Becker, Thomas Bradford Lewis
Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
| | |
| 12-02922 | 10/12/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): Dennis Linn
Respondent Lawyers(s): Margaret J. Lockhart
Arbitrator(s): Stuart M. Egrin, Richard E. Michel, Harold Hood
Hearing Site: Detroit, MI
| | |
| 11-02113 | 08/30/2012 | Claimant(s): Kathleen Johnston, Richard Johnston
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Alicia McGovern, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
| | Expungement |
| 10-05301 | 07/16/2012 | Claimant(s): William Leathers
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Richard Scherer, Edward Jones
Respondent Lawyers(s): Christopher H. Tovar
Arbitrator(s): Robert J. Scafuri, John R. Main, James L. Karpen
Hearing Site: Detroit, MI
| | $0 |
| 11-03086 | 05/04/2012 | Claimant(s): Bernard Parker, Edward Jones
Claimant Lawyers(s): Dennis J. Capriglione
Respondent(s): Mary Falloon
Respondent Lawyers(s): Mary Jane Falloon
Arbitrator(s): David Finnegan, Larry Kars, Mary K. Ortegon
Hearing Site: New York, NY
| | Expungement |
| 11-00299 | 05/03/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jason Reeves
Respondent Lawyers(s): Joel H. Thomas
Arbitrator(s): George A. Sellnau, Christine Winn Powell, Brian James Tagtmeier
Hearing Site: Houston, TX
| | |
| 10-04433 | 04/27/2012 | Claimant(s): Paul Daffer
Claimant Lawyers(s): Paul Daffer
Respondent(s): Shawn Mangum, William Mouat, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Justine Fischer, R. Lee Smith, Bernard F. Vail
Hearing Site: Portland, OR
| | $0 |
