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FINRA Awards for Robert Rapp

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0449811/29/2012Claimant(s): Joseph Lacare
Claimant Lawyers(s): Paul J. Mooney
Respondent(s): David Lemond, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Robert Rapp, Jeffrey M. Bain, Thomas R. Skulina
Hearing Site: Cleveland, OH
Checkmark IconExpungement
11-0264311/20/2012Claimant(s): Martin Leibowitz
Claimant Lawyers(s): Joseph D. Carney
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Robert Rapp, Kathleen P. Helbig-Hannan, Robert M Lustig
Hearing Site: Cleveland, OH
Checkmark Icon$0
05-0089910/02/2007Claimant(s): Midsouth Capital.
Claimant Lawyers(s): Thomas R. Todd
Respondent(s): Roger Faubel, Dow Financial Services.
Respondent Lawyers(s): James L. Messenger
Arbitrator(s): Robert Rapp
Hearing Site: Cleveland, OH

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