| 18-00179 | 11/19/2018 | Claimant(s): Daniel Foran
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Raymond James Financial Services.
Respondent Lawyers(s): Jon kaplon, Stanton Fears
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
| | |
| 17-02600 | 11/13/2018 | Claimant(s): Cynthia Marovich, Estate of Ward G. Dexel
Claimant Lawyers(s): Katherine E. Mott
Respondent(s): Gregory Collins, Raymond James Financial Services.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Martin Brosnan, James George Timpa, Douglas S. Parker
Hearing Site: Detroit, MI
|  | Expungement |
| 17-00702 | 10/25/2018 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): William Kaehr
Respondent Lawyers(s): William Kaehr
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
| | |
| 18-01368 | 10/18/2018 | Claimant(s): Benjamin Boynton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | |
| 17-00629 | 09/12/2018 | Claimant(s): Joe Zuech, Wendy Zuech
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Henry J. Ackels, Mary Elizabeth Skelnik, Larry Adair
Hearing Site: Dallas, TX
| | Expungement |
| 18-00234 | 06/28/2018 | Claimant(s): John Foran
Claimant Lawyers(s): Eric Litow
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | |
| 18-00820 | 06/22/2018 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Andrew Lawrence
Respondent Lawyers(s): Andrew Michael Lawrence
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
| | |
| 16-03603 | 06/07/2018 | Claimant(s): Hugh and Amy (Betty) Mitchell
Claimant Lawyers(s): Charles A McCallum
Respondent(s): Brian Anderson, Raymond James Financial Services., Anderson Pewitt & AssociatesL Financial Holdings., Weybridge Capital Partners, GP
Respondent Lawyers(s): Aaron Furniss, Joel M. Everest, Richard Frankowski
Arbitrator(s): Harry G. Mason, J. Wesley Romine, Roslyn Barbee
Hearing Site: Birmingham, AL
| | Expungement |
| 17-02985 | 05/30/2018 | Claimant(s): Aaron Graham
Claimant Lawyers(s): Owen Harnett
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Mary Margaret Bush
Hearing Site: Salt Lake City, UT
| | |
| 17-01676 | 03/30/2018 | Claimant(s): Scott Smith, Howard E. Smith, Jr. IRA, Jr. Trust U/A dtd 1993
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Findling, Raymond James Financial Services.
Respondent Lawyers(s): Adam Wenner
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $0 |
