| 15-00834 | 02/04/2016 | Claimant(s): Herbert Doucet, Margie Doucet, Taylor Powers
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): Michael Shaw, VSR Financial Services.
Respondent Lawyers(s): Benjamin J. Biard, Will M. Helixon
Arbitrator(s): Susan F. Drogin, Dale A. Kaliszeski, James E. Bolin
Hearing Site: New Orleans, LA
|  | $307,000 |
| 14-01939 | 09/21/2015 | Claimant(s): Donald Courville
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Capital One Investment Services LLC
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): J. Maxwell Williams
Hearing Site: New Orleans, LA
| | Expungement |
| 14-03281 | 05/26/2015 | Claimant(s): Theodore Longo
Claimant Lawyers(s): W. Preston Martin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jill M. Del Monico
Arbitrator(s): Frederick H. Bruce
Hearing Site: New Orleans, LA
| | |
| 14-00566 | 04/27/2015 | Claimant(s): FFC Capital Advisors
Claimant Lawyers(s): Richard B. Ehret
Respondent(s): Bernard Robertson
Respondent Lawyers(s): Al J. Robert,
Arbitrator(s): Barbara L. Edin, David Walton Earle, Eric M. Schorr
Hearing Site: New Orleans, LA
| | |
| 14-02346 | 04/08/2015 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Guido
Respondent Lawyers(s): William Benton Guido
Arbitrator(s): George A. Sellnau
Hearing Site: New Orleans, LA
| | |
| 14-02003 | 03/04/2015 | Claimant(s): Jennifer Miller, John Bonfiglio, Lorene Hobgood, Randy Bellelo, Richard Smith, Sandra Leblanc, Cat Island Conservancy, Louis Mechanical Contractors., On-Site Concrete, Angela K. Bonfiglio, IRA, Daniel J. Bonfiglio, Danny R. Myers, Debrah M. Sledge, Donal B. Bahrenburg, Guy W. Sledge, Jack O. Marshall, Jr., Judith L. Anderson, Kathryn M. Roberts, Thomas H. Newland, Carroll Mayer Jr. or Berta Mayer, et al
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Pershing LLC
Respondent Lawyers(s): Elizabeth Edwards
Arbitrator(s):
Hearing Site: New Orleans, LA
| | |
| 13-01964 | 03/04/2015 | Claimant(s): Brian Matherne
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): Daniel J. Pagnano, David Walton Earle, Brian P. Jakes
Hearing Site: New Orleans, LA
| | Expungement |
| 12-02329 | 11/21/2014 | Claimant(s): Byrde Haspel, Byrde Berenson Haspel Life Ins. TR # 1
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): Morgan Stanley, Stephen Loeb
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Arthur W. Pigott, Donald K. Eckhardt, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | Expungement |
| 13-02367 | 11/11/2014 | Claimant(s): Robert Bee
Claimant Lawyers(s): Lance C McCardle
Respondent(s): Brian Lawrence, UBS Financial Services Inc.
Respondent Lawyers(s): George C. Freeman, Rebecca E. Swenson
Arbitrator(s): Frederick H. Bruce, Jeff Kilgore, Francis Frank Fontenot
Hearing Site: New Orleans, LA
| | Expungement |
| 13-01692 | 11/03/2014 | Claimant(s): Anita Carter, Bruce Smith, Charles Gruenwald Jr., Clyde Chisholm, Cynthia Dore, Don Landers, Fred Demarest, Gail Unglesby, George Forbes, Jason Graham, Jean Mayhall, Jerry Burris, Jessie Romig, John Wade, Jon Goeckel, Joseph Becker, Lynn Philippe, Mallory D'Amore, Mamie Baumann, Martha Witmer, et al
Claimant Lawyers(s): Chuck Gordon, Crystal Burkhalter, John Grinton, Phillip Preis
Respondent(s): Pershing LLC
Respondent Lawyers(s): Elizabeth F. Edwards
Arbitrator(s): Michele N. O'Brien, Brian P. Jakes, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | $10,000 |
