| 20-03666 | 03/05/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Todd E. Ratner
Respondent(s): Brian O'Neill
Respondent Lawyers(s): Brian O'Neill
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
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| 19-03719 | 03/03/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Tracey Salmon-Smith
Respondent(s): Mark Boccuzzi
Respondent Lawyers(s): Jeremy L. Bartell
Arbitrator(s): David S. Billet, Charles L. Henderson, Joseph I. Liebman
Hearing Site: New York, NY
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| 19-01411 | 03/01/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Vince Glenn
Respondent Lawyers(s): Kevin T. Duffy
Arbitrator(s): John Carl Cirincion, Mary Julia O'Connell, Albert Rizzo
Hearing Site: New York, NY
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| 20-01813 | 02/26/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Michael Fels
Respondent Lawyers(s): Michael Todd Fels
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
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| 20-01019 | 02/24/2021 | Claimant(s): Henry Stern as Trustee
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Leslie L. Cooney, Paul J. Burkhart, Margo Denise Wright
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-01775 | 02/17/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Richard Flecca
Respondent Lawyers(s): Richard Warren Flecca
Arbitrator(s): Richard J. Fuller
Hearing Site: Orlando, FL
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| 20-01479 | 02/04/2021 | Claimant(s): Howard Lorch, Patricia Bonnot
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham Esq., Jennifer E. Novoselsky
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
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| 20-00773 | 02/01/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R. Bynum III
Respondent(s): Pedro Bolano
Respondent Lawyers(s): Pedro Luis Bolano
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
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| 19-03675 | 01/22/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Martinez
Respondent Lawyers(s): Michael Anthony Martinez
Arbitrator(s): Mark T Risner
Hearing Site: Los Angeles, CA
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| 20-01316 | 01/19/2021 | Claimant(s): Shannon Cotter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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