Potomac Analytics' Logo

FINRA Awards for Jennifer E. Novoselsky

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-30 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0112004/04/2022Claimant(s): Brian Decker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Pacific West Securities.
Respondent Lawyers(s): Corporate Officer, Jennifer E. Novoselsky
Arbitrator(s): Stephany Adriene Watson, Joan M. Schroeder, Charles Scott McClellan
Hearing Site: Seattle, WA
21-0128303/17/2022Claimant(s): Anthony Riscili
Claimant Lawyers(s): James P. Galvin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Susanne J. Hollander, Michael R. Sherwin, Alfonso Cobb
Hearing Site: Chicago, IL
21-0109403/08/2022Claimant(s): Randall Krenzin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
21-0193903/02/2022Claimant(s): James Ramsey
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Prudential Equity Group, Morgan Stanley DW Inc.
Respondent Lawyers(s): Gina Shlaferman, Jennifer E. Novoselsky
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Richmond, VA
21-0134401/11/2022Claimant(s): Rhys Helt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, RBC Capital Markets LLC
Respondent Lawyers(s): Jennifer E. Novoselsky, Tiana M. Towns
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
21-0077912/23/2021Claimant(s): Jim Mui
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group, Raymond James Financial Services., Raymond, James & Associates., UBS Financial Services Inc.
Respondent Lawyers(s): Jennifer E. Novoselsky, John Murphy, Robert M. Rudnicki
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
20-0331312/17/2021Claimant(s): Geoffrey Newman
Claimant Lawyers(s): Geoffrey Lynn Newman
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Jane C. Carney, Stephen D. Altman, Ronald Kalungi
Hearing Site: Washington, DC
21-0083512/10/2021Claimant(s): John Reilly
Claimant Lawyers(s): Zachary Morse
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
20-0407111/24/2021Claimant(s): Alexander Cohen
Claimant Lawyers(s): Steven I. Adler
Respondent(s): Prudential Investment Mgmt Services LLC
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Michael H DuBoff, Joan M. Traub, Pavlos Papageorgiou
Hearing Site: New York, NY
21-0101911/24/2021Claimant(s): John Barber
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Julius Z. Frager
Hearing Site: Columbus, OH

42 Results

Display: