| 21-01094 | 03/08/2022 | Claimant(s): Randall Krenzin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
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| 21-01939 | 03/02/2022 | Claimant(s): James Ramsey
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Prudential Equity Group, Morgan Stanley DW Inc.
Respondent Lawyers(s): Gina Shlaferman, Jennifer E. Novoselsky
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Richmond, VA
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| 21-01344 | 01/11/2022 | Claimant(s): Rhys Helt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, RBC Capital Markets LLC
Respondent Lawyers(s): Jennifer E. Novoselsky, Tiana M. Towns
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
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| 21-00779 | 12/23/2021 | Claimant(s): Jim Mui
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group, Raymond James Financial Services., Raymond, James & Associates., UBS Financial Services Inc.
Respondent Lawyers(s): Jennifer E. Novoselsky, John Murphy, Robert M. Rudnicki
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
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| 20-03313 | 12/17/2021 | Claimant(s): Geoffrey Newman
Claimant Lawyers(s): Geoffrey Lynn Newman
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Jane C. Carney, Stephen D. Altman, Ronald Kalungi
Hearing Site: Washington, DC
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| 21-00835 | 12/10/2021 | Claimant(s): John Reilly
Claimant Lawyers(s): Zachary Morse
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
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| 20-04071 | 11/24/2021 | Claimant(s): Alexander Cohen
Claimant Lawyers(s): Steven I. Adler
Respondent(s): Prudential Investment Mgmt Services LLC
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Michael H DuBoff, Joan M. Traub, Pavlos Papageorgiou
Hearing Site: New York, NY
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| 21-01019 | 11/24/2021 | Claimant(s): John Barber
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Julius Z. Frager
Hearing Site: Columbus, OH
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| 21-00826 | 11/22/2021 | Claimant(s): Kenneth Bowers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Prudential Insurance Co of America
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Albuquerque, NM
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| 21-00439 | 10/20/2021 | Claimant(s): Douglas Donnelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
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