| 20-01664 | 02/04/2021 | Claimant(s): Jeffrey Diamond, Zachary Morris
Claimant Lawyers(s): Eugene L. Small
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas M. Amadio, Josian Antoine, Kent L. Benziger
Hearing Site: New York, NY
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| 20-01464 | 01/27/2021 | Claimant(s): Pedro Dias
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 19-03636 | 06/08/2020 | Claimant(s): James Buto
Claimant Lawyers(s): Alexander K. Cox
Respondent(s): Keybanc Capital Markets Inc., UVEST Financial Services Group.
Respondent Lawyers(s): Jeffrey S. Dunlap, Sara Davis
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
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| 18-01716 | 05/19/2020 | Claimant(s): Jill Wood
Claimant Lawyers(s): Eliott R. Good
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Peter Ordower, Matthew Harold Fields, Phillip Lawrence Wright
Hearing Site: Columbus, OH
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| 18-03735 | 03/20/2020 | Claimant(s): William Lee
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Francis J. LaSalla, Steven Gary Leventhal, Mitchell Regenbogen
Hearing Site: New York, NY
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| 18-01845 | 03/13/2020 | Claimant(s): Yang Song
Claimant Lawyers(s): Yang Lucas Song
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Carla B. Minckley
Hearing Site: Denver, CO
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| 18-02615 | 03/10/2020 | Claimant(s): Francisco Guadalupe
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Frederic M. Rizzo, Leonard Arthur Nelson, David Michael Rafferty
Hearing Site: Chicago, IL
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| 19-02626 | 02/19/2020 | Claimant(s): Jack Cohen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 19-01370 | 12/23/2019 | Claimant(s): David Li
Claimant Lawyers(s): Frances Menzer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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| 18-03661 | 09/09/2019 | Claimant(s): Bartlomiej Szkutnicki
Claimant Lawyers(s): James A. Klimek
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Leonard Arthur Nelson, Richard A Young, Sharlee Cole Little
Hearing Site: Indianapolis, IN
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