Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01044 | 10/13/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Alex E. Rogers Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ |  | Expungement |
| 22-00072 | 06/17/2022 | Claimant(s): Annette Findling Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 20-03805 | 02/02/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Christopher B. Jones Respondent(s): LPL Financial LLC, Ronald Paull Respondent Lawyers(s): Kelsey Vasko, Nancy L. Hendrickson Arbitrator(s): Peter L. Michaelson Hearing Site: Jersey City, NJ | | Expungement |
| 20-01763 | 11/19/2021 | Claimant(s): Stephen Frost Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Stuart D. Summers, Paul Lansing, Vincent S. Mezinko Hearing Site: Columbus, OH | | $0 |
| 20-03122 | 05/27/2021 | Claimant(s): Calvin Halterman Claimant Lawyers(s): Tyson W. Kovash Respondent(s): LPL Financial LLC, Centaurus Financial. Respondent Lawyers(s): Bryan Gless, Kelsey Vasko Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-01894 | 05/21/2021 | Claimant(s): William Nichols Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | | Dismissed by Rule 12206 |
| 20-02216 | 04/08/2021 | Claimant(s): Mark Dutram Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-02739 | 03/29/2021 | Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | ||
| 20-01348 | 12/17/2020 | Claimant(s): Andrew Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group. Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 20-01510 | 12/04/2020 | Claimant(s): Betty Flynn, Ronald Flynn Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | | Dismissed by Rule 12206 |