20-00041 | 06/04/2020 | Claimant(s): Bernard Elkon, Sallie Burn Claimant Lawyers(s): Bernard Peter Elkon, Sallie D. Burn Respondent(s): David Miller, Shelley Eddy, Peachcap Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Jonathan B. Gilbert Hearing Site: Denver, CO
| | $300 |
19-01212 | 03/13/2020 | Claimant(s): American Homeowner Preservation Claimant Lawyers(s): David Miller Respondent(s): Mountainview Securities. Respondent Lawyers(s): Michele R. Blythe Arbitrator(s): William M. Getzoff, Arne R. Rode, Stephen Jeremiah O'Neil Hearing Site: Chicago, IL
| | Dismissed by Rule 12206/12504 |
18-00889 | 01/07/2019 | Claimant(s): David Miller Claimant Lawyers(s): Timothy Lynch Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Catherine Esther Bocskor Hearing Site: Baltimore, MD
| | |
17-00068 | 11/07/2017 | Claimant(s): Christopher Haydon, Joan Haydon Claimant Lawyers(s): David Miller Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Martin Schexnayder Arbitrator(s): Donald K. Eckhardt, Pamela Marcell Carroll, James A. Crouch Hearing Site: Houston, TX
| | $280,751 |
16-01866 | 02/07/2017 | Claimant(s): David Miller Claimant Lawyers(s): Ronald M. Amato Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Chandler R Bridges, Michael J. Stern, John F. Allgood Hearing Site: Atlanta, GA
| | |
15-03035 | 01/10/2017 | Claimant(s): George Sofis, Preya Saroop, Rohit Saroop Claimant Lawyers(s): David Miller Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Cameron Stout Arbitrator(s): Edward Blumstein, Carol A. Schuyler, Simon Jonathan Lawrence Hearing Site: Richmond, VA
| | $1,544,800 |
16-01483 | 11/21/2016 | Claimant(s): Al Vaughan, Jr. IRA Claimant Lawyers(s): David Miller Respondent(s): LPL Financial LLC, Uvest Financial Services Group. Respondent Lawyers(s): Amy Worrell Sterling Arbitrator(s): John P. Cullem Hearing Site: Nashville, TN
| | Expungement |
13-01951 | 10/08/2014 | Claimant(s): Willie Cabbil Claimant Lawyers(s): Andrew Stoltmann Respondent(s): David Miller, Eileen Fannon, Kelly Miller, Laura Tedball, Resource Horizons Group Respondent Lawyers(s): Nathan W. Lamb Arbitrator(s): James Edward Seale, Neil Harvey Smith, Orville Barrington Wright Hearing Site: Birmingham, AL
| | $355,230 |
13-01901 | 09/19/2014 | Claimant(s): Delutha King, Kristie Taylor, Lois King, Ronald Loving, Estate of Cecil C. Keck, Estate of Mabel W. Keck Claimant Lawyers(s): John S. Chapman, Robert C. Port Respondent(s): David Miller, Kelly Miller, Laura Tedball, Resource Horizons Group LLC Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Lita S Menkin, Frances L. Wolff, Brandt Leonard Ross Hearing Site: Atlanta, GA
| | $3,897,760 |
11-04210 | 07/25/2013 | Claimant(s): The Estate of Eugene R. Smith III Claimant Lawyers(s): Robert Lott Respondent(s): Darryl Bryant, David Miller, Fortune Financial Services., Triad Advisors. Respondent Lawyers(s): Daniel I. MacIntyre, Peter B. King, Vincent M. Roskovensky Arbitrator(s): Carole M. Crosby, Ronald A. Isackson, James Douglas Amrhein Hearing Site: Tampa, FL
| | Expungement |