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FINRA Awards for Al Vaughan

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0148311/21/2016Claimant(s): Al Vaughan, Jr. IRA
Claimant Lawyers(s): David Miller
Respondent(s): LPL Financial LLC, Uvest Financial Services Group.
Respondent Lawyers(s): Amy Worrell Sterling
Arbitrator(s): John P. Cullem
Hearing Site: Nashville, TN
Checkmark IconExpungement

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