| 20-00820 | 11/06/2020 | Claimant(s): Edward Fernandez
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Pacific Cornerstone Capital Incorporated
Respondent Lawyers(s): Registered Agent
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 20-01171 | 11/04/2020 | Claimant(s): Robert Tomlinson
Claimant Lawyers(s): Chelsea Masters
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02034 | 11/03/2020 | Claimant(s): Gauntlet Holdings LLC
Claimant Lawyers(s): Craig Beling
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): John D. Ruark
Arbitrator(s): Jeffrey L. Malek, John R Sustersic, Jeff Hass
Hearing Site: Los Angeles, CA
|  | $0 |
| 20-00119 | 10/30/2020 | Claimant(s): Terance Power
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | $0 |
| 19-02627 | 10/28/2020 | Claimant(s): Nusheen Javadizadeh, Shapour Javadizadeh, RJJ Pasadena Securities.
Claimant Lawyers(s): Andrew B. Holmes, Lisa G. Sherman
Respondent(s): Flavia Lo Coco, James Lo Coco
Respondent Lawyers(s): Timothy Scott Vick
Arbitrator(s): Elliott Finkel, Andrea Luise Halperin, Beverly Faye White
Hearing Site: Los Angeles, CA
| | $0 |
| 18-04302 | 10/26/2020 | Claimant(s): Ricardo San Roman Dunne
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jorge deNeve
Arbitrator(s): Andrew M. Mintzer, Joyce L. Hurley, Edward H. Davis
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00263 | 10/15/2020 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Michael Bessette
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Robert B. Hansohn
Hearing Site: Los Angeles, CA
| | $0 |
| 19-02998 | 10/14/2020 | Claimant(s): Teresa Valdez, Teresa Valdez IRA
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Alan Stamm, Susan B. Gans-Smith, Daniel A. Seiver
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03113 | 10/07/2020 | Claimant(s): Matthew Yonally
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03275 | 10/06/2020 | Claimant(s): Eszylfie Taylor
Claimant Lawyers(s): Frances Menzer
Respondent(s): NYLife Securities LLC, Eagle Strategies LLC
Respondent Lawyers(s): Shawn P. Thomas
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
