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FINRA Awards for Shawn P. Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0327510/06/2020Claimant(s): Eszylfie Taylor
Claimant Lawyers(s): Frances Menzer
Respondent(s): NYLife Securities LLC, Eagle Strategies LLC
Respondent Lawyers(s): Shawn P. Thomas
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA

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