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FINRA Awards for Thomas Joseph Atkinson

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Displaying 21-30 out of 44 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0029509/09/2016Claimant(s): Jenny Robles Adorno, Jose Rivera Riera, Desarrollos Jarra S.E.
Claimant Lawyers(s): Eric Quetglas-Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Edwin A. Zipf, Roberto C. Quinones
Arbitrator(s): Thomas Joseph Atkinson, Donald Theodore Ryce, Michael S. Yauch
Hearing Site: San Juan, PR
Checkmark Icon$750,000
15-0082405/05/2016Claimant(s): Gregory Scott Cahill and Joan F. Cahill
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Thomas Joseph Atkinson, Margaret R. Hoyt, Rose Erika Kennedy
Hearing Site: Orlando, FL
Checkmark Icon$0
15-0126211/16/2015Claimant(s): Barbara Balius, Mireya Clemente
Claimant Lawyers(s): Barbara C. Balius
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Columbia, SC
Checkmark Icon$0
13-0329506/03/2015Claimant(s): William Chesser
Claimant Lawyers(s): William D. Chesser
Respondent(s): Wells Fargo Advisors, Curtis Dees
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Lori Beth Kamen
Hearing Site: Orlando, FL
Checkmark Icon$0
13-0177701/14/2015Claimant(s): Lois Keryluk, Walter Keryluk, Walter & Lois Keryluk REV TR
Claimant Lawyers(s): Jeffrey M Salas
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Thomas Joseph Atkinson, Alan E. Linden, Raymond E. Cornelius
Hearing Site: Orlando, FL
Checkmark IconExpungement
13-0325701/14/2015Claimant(s): Jayne Davison, Peter Davison
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Thomas Joseph Atkinson, Mitchel Weiss, Gerald Thomas Harper
Hearing Site: Jacksonville, FL
Checkmark IconExpungement
13-0113412/02/2014Claimant(s): Laveranues Coles
Claimant Lawyers(s): Richard J. Lantinberg
Respondent(s): Peggy Lee, Robert Konrad
Respondent Lawyers(s): David R. Chase, Peggy Ann Lee
Arbitrator(s): Thomas Joseph Atkinson, Robert S. Anderson, Robert G. Bannon
Hearing Site: Orlando, FL
Checkmark IconExpungement
14-0099611/10/2014Claimant(s): John Halder
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$0
13-0294109/18/2014Claimant(s): Russell Hartung IRRA, Joan C. Hartung Trust J U/A DTD 07/06/93
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Thomas Joseph Atkinson, Floyd Edward Roberts, Alan E. Linden
Hearing Site: Orlando, FL
Checkmark IconExpungement
13-0348209/18/2014Claimant(s): Gerald Kreimeyer, Gerald K. Kreimeyer, IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mark R. Topper, Thomas Joseph Atkinson, Anthony Richard Sanchez
Hearing Site: Orlando, FL
Checkmark IconExpungement

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